General Information

a) Shareholders, administration, management, supervision

Investimental S.A. is a joint-stock company, established in accordance with Law no. 31/1990 on companies, having a share capital of RON 38,815,000. The share capital is divided into 388,150 registered shares, in dematerialized form, each with a nominal value of RON 100, fully subscribed and paid by the Investimental shareholders, as follows:

  • DCF Ventures 3 S.R.L., a limited liability company organized and operating in accordance with Romanian law, holds 388,141 shares, each with a nominal value of RON 100, with a total value of RON 38,814,100, representing 99.9977% of the share capital;
  • Dragic Augusta Valeria, Romanian citizen, holds 9 shares, each with a nominal value of RON 100, with a total value of RON 900, representing 0.0023% of the share capital.

Investimental is authorized, regulated, and supervised by the Financial Supervisory Authority of Romania (A.S.F.), https://www.asfromania.ro/, A.S.F. authorization no. 160/12.12.2022.

The Board of Directors of Investimental consists of:

  • Cristian Mihai Paul – Chairman
  • Branka Mihaela Paicu – Member
  • Teodora Valentina Berevoianu – Member

Senior management of Investimental consists of:

The financial auditor of Investimental is JPA Audit & Consultanță S.R.L., headquartered at 35 Mircea Vodă Boulevard, 3rd floor, District 3, Bucharest, registered with the Trade Register under no. J40/8639/2002, unique registration code RO14863621, member of the Chamber of Financial Auditors of Romania, authorization no. 319/2003, legally represented by Mr. Florin Toma – Partner, JPA Audit & Consultanță S.R.L.

The compliance function is ensured by Ms. Magdalena Nazarevscky, A.S.F. authorization no. 68/11.06.2025, magdalena.nazarevscky@investimental.ro.

b) Presentation document

c) Order execution policy

d) Mandatory disclosures:

e) Investor Compensation Fund (FCI)

Investimental is a participant in the Investor Compensation Fund (FCI).

If the participant is unable to meet its payment obligations to clients, in accordance with the provisions of Law no. 88/2021, the Investor Compensation Fund will compensate, equally and without discrimination, the eligible investor clients with whom Investimental has concluded financial investment services agreements, up to the limit regulated by law, within a maximum period of 3 months from the date of determination of eligible investors and the value of claims. At the request of the FCI, the 3-month period may be extended by the A.S.F. by a maximum of 3 months in exceptional situations. Currently, the maximum compensation limit is represented by the lei equivalent of EUR 20,000 per investor.

Compensation is provided for claims arising from the inability of a Fund participant to:

a) return the cash funds belonging to investors and held on their behalf, in connection with their investment activities;

b) return to investors any financial instruments belonging to them, held and administered on their behalf, in connection with their investment activities.

More information about the compensation scheme and the procedures of the Investor Compensation Fund can be obtained by accessing the official website of the Fund at www.fond-fci.ro or at its headquarters in Bucharest, District 1, 155 Calea Victoriei, Building D1, Staircase 8, Section 7, 6th floor, Tel: +40 213 157 340.